Form ADV Monitoring Service
Know the moment a manager changes.
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Check Fund Manager’s Form ADV Monitoring Service delivers newly reported disclosure alerts as they come out,
plus monthly checks for ownership and assets-under-management (AUM) changes across investment advisers.
This service is built for investors and allocators who want cleaner visibility into manager risk, control changes, and reported growth or contraction, without manually checking filings or waiting for quarterly reviews.
Your Form ADV Monitoring subscription will include:
- Disclosure alerts – Instant awareness when new disclosure or regulatory items appear in adviser filings.
- Ownership monitoring – Comparison of current and prior ownership persons to surface additions, departures, or control shifts.
- AUM monitoring – Checks on reported assets under management (AUM) to understand growth, pressure, or notable changes.
- Concise summaries – Color coded actionable summaries that make diligence and monitoring faster.
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How it works
A simple workflow that turns public adviser filings into actionable intelligence.
- Pick the firms. You select individual CRDs, a short list, or a broader watchlist of advisers.
- We track filings. We watch for new disclosure items and monthly filing updates.
- We compare changes. Ownership and AUM are compared against the last most recent filings.
- You receive alerts. Emailed summaries and links to online color coded summaries that highlight meaningful changes.
Our process is designed to reduce manual review time across large adviser universes, catch new events before they become stale information, and track ownership and AUM drift that can signal strategic change.
Who this is for
This service is designed for:
- Private equity diligence and allocation teams.
- Hedge fund and alternative asset allocators.
- Compliance and risk professionals.
- Consultants and research groups monitoring managers.
Form ADV Monitoring is ideal for teams that already work with our existing Ongoing Monitoring or WatchList arrangements and want to layer on systematic surveillance of adviser disclosures, ownership, and reported AUM.
It can also operate on a stand alone basis.
Exception alerts
Check Fund Manager's unique online monitoring portal displays color-coded entries (red, yellow, or green) for each monitored entity based on the severity of the findings.
Those with severe infractions generate an email notification from our investigator so your team can react quickly.
Read about our Post Investment Ongoing Monitoring Investigative Services
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